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Stroke is a leading cause of death and morbidity throughout the world. The role
of hypercoagulable states in the development of stroke is controversial from
reports in the literature. However, there does appear to be an association
between stroke, especially in young patients, and a number of hypercoagulable
conditions such as antiphospholipid antibody syndrome, Leiden Factor V mutation,
activated protein C resistance, prothrombin gene G20210A mutation, protein C and
protein S deficiencies. There also does appear to be an association between some
of these conditions and cerebral vein thrombosis. Laboratory evaluation and
clinical management of these patients is discussed.
Introduction. Stroke presently is the third leading cause of death in the United
States, surpassed only by heart disease and cancer.1 There are a number of risk
factors for stroke, classified as nonmodifiable and modifiable. Some of the
nonmodifiable factors include age, male gender, and ethnicity. There are a
number of risk factors which can be modified including hypertension, atrial
fibrillation, coronary disease, diabetes, hypercholesterolemia, smoking,
obesity, and others.
There are a number of hematologic causes of stroke.These include
hemoglobinopathies, sickle cell disease, and myeloproliferative disorders, such
as polycythemia rubra vera and essential thrombocytosis. It also has been
recognized that a number of clotting disorders can be factors in the etiology of
stroke. These include hereditary disorders such as Factor V Leiden mutation,
which is the most frequent cause of activated protein C resistance, protein C
deficiency, protein S deficiency, antithrombin-III deficiency, and G20210A
prothrombin mutation.3
There are review articles3 describing these hypercoagulable states as well as
reviews4 discussing some of these risk factors in cerebral thrombosis and
stroke.
The role of hypercoagulable states in strokes is controversial; however, in
patients who do not have other obvious traditional risk factors and etiologies
for stroke, a hypercoagulable state should be considered. Identification of a
hypercoagulable state may be even more important in the younger patient with
stroke.
Antiphospholipid Antibodies. Antiphospholipid antibodies consist of several
related, but somewhat clinically distinct subgroups, including lupus
anticoagulants (LA), anticardiolipin antibodies (ACAs), and
a number of less well characterized and investigated antiphospholipid
antibodies.5,6 ACAs and LA occur in approximately 5% and 4%, respectively, of
the general population. Antiphospholipid antibodies have been associated with
venous thromboembolism as well as arterial thrombosis, including coronary
thrombosis, stroke, and transient ischemic attacks. The presence of
antiphospholipid antibodies is considered a risk factor for stroke by some
authors, however, some studies have shown no such association.5
The presence of
antiphospholipid antibodies is common in patients with systemic lupus
erythematosus and other collagen vascular diseases. Clinical features seen in
association with antiphospholipid antibodies include collagen vascular symptoms
that do not meet all the criteria for a definitive diagnosis of a definable
collagen vascular disorder. These include sun sensitivity, Raynaud’s
phenomenon, and immune thrombocytopenia. Also, some patients will have a history
of recurrent fetal loss and spontaneous abortion. It is the clinical impression
of this author that on careful history-taking, many patients with
antiphospholipid antibodies have some of the above symptoms, or often may have a
family history of collagen vascular disease. Antinuclear antibodies are often
found, usually in low titers and nonspecific patterns.
The laboratory evaluation for antiphospholipid antibodies includes the direct
detection of antibodies by an enzyme-linked immunoassay (ELISA). There also are
a number of functional tests to detect the presence of ACAs and LA. LA can often
be suspected when a prolonged activated partial thromboplastin time (APTT) is
found. However, a prolonged APTT is not present in many patients who have
antiphospholipid antibodies. Another useful test in the detection of LA is the
dilute Russell viper venom test. Definitive diagnosis of an antiphospholipid
antibody syndrome usually requires a positive test for the determination of
antibodies, or a positive functional test on at least two occasions, in the
appropriate
clinical setting.
It is generally recommended that patients who develop thrombosis associated with
ACAs and LA be treated with heparin initially and then with warfarin.5 However,
there is controversy as to what level of International Normalized Ratio (INR) is
necessary for maintenance therapy. It has been reported by some investigators,7
and also it has been the clinical experience of this author, that recurrent
thrombosis can occur in patients with ACAs and LA who are treated with the usual
intensity of warfarin treatment, and that prevention of recurrences requires an
INR exceeding 3.0. There are conflicting reports regarding the value of INR in
the management of these patients.5
Activated Protein C Resistance. Activated protein C resistance is a common cause
of hereditary predisposition to venous thrombosis.3 The most common cause of
activated protein C resistance is the Factor V Leiden mutation, which is present
in the heterozygous form in 5% of the general white population. It is less
common in other ethnic groups. The role of activated protein C resistance and
Leiden Factor mutation in arterial thrombosis is less clear. A number
of studies suggest an association.8-10 Leiden Factor V mutation has been
described in neonatal stroke.11
Activated protein C resistance can occur in the absence of the Leiden Factor V
gene mutation. This abnormality has been reported in patients with stroke.12-14
Therefore, it may be important to perform a functional assay for activated
protein C resistance in addition to testing for the Leiden Factor V mutation in
these patients. The controversy as to the relevance of Leiden Factor V mutation
in stroke occurs because there are a number of published reports which do not
find this association between Leiden Factor V and stroke.15-17 A review by
Huisman did not find that Leiden mutation was a major risk factor for myocardial
infarction or stroke unless there was also another classical risk factor, such
as diabetes, hypertension, and smoking.18 Press, et al, reported a lack of an
association between Leiden Factor V mutation and ischemic stroke in the elderly.19 It may be that in the elderly, an extensive work-up for a
hypercoagulable state is not indicated unless there is a history of previous
recurrent venous embolism or a strong family history of a hereditary
thrombophilia. Activated protein C resistance due to Leiden Factor V mutation is
not a significant risk factor for stroke in young African-Americans.20 This may
be due to the low prevalence of Leiden Factor V mutation in this ethnic group.
However, in this study there were some young patients with stroke who did
demonstrate functional activated protein C resistance, which may have been due
to causes other than the Leiden Factor V mutation.
Prothrombin Gene G20210A Mutation. Fairly recently another common genetic
variation, prothrombin gene G20210A, has been described. This mutation causes
elevated plasma prothrombin concentrations and is a not uncommon cause of venous
thrombosis. It has been found in the heterozygous form in 2.3% of normal
controls.3 The prothrombin G20210A mutation has been found to be associated with
increased risk of stroke and may be a factor in the etiology of cerebral
ischemia in young patients.22 Other studies18 have not shown this association.
Testing for prothrombin G20210A mutation is readily available by polymerase
chain reaction. A study by Reuner23 showed an association with the prothrombin
G20210A mutation and cerebral vein thrombosis, but not with acute ischemic
stroke or transient ischemic attack. Likewise, Martinelli24 did show an
association of cerebral vein thrombosis with the prothrombin gene mutation as
well as with the Leiden Factor V mutation. This study also showed a strong and
independent association of oral contraceptives to cerebral vein thrombosis. The
presence of both prothrombin gene mutation and oral contraceptive use raised the
risk of cerebral vein thrombosis additively.
Protein C and Protein S Deficiency. Thrombomodulin is expressed on endothelial
cell surfaces. This binds thrombin and inactivates thrombin’s procoagulant
activity.3 (Fig. 1) Protein C binds to the thrombomodulin-thrombin complex and
becomes converted into activated protein C. Activated protein C along with
protein S as a cofactor inhibits coagulation by degrading the activated Factor V
and Factor VIII. Protein C and protein S deficiency occur in approximately 0.5%
and 0.7% of the general population. Deficiencies in both of these factors are
well recognized etiologies of venous thrombosis. The role of protein C and
protein S deficiency in arterial thrombotic disease and stroke is less clear.
There are, however, several studies that have demonstrated the presence of
protein C deficiency in stroke, either alone or in combination with other causes
of a hypercoagulable state.25-28
Since both protein C and S are consumed during acute thrombotic events, and
their levels can be falsely decreased in
the presence of acute phase reactants, the measurement of these factors in this
setting
is unreliable. When protein C or protein S deficient patients are identified,
warfarin treatment must not be started until full heparinization has been
achieved. Warfarin
has been shown to depress the levels of protein C and protein S, and unless
patients are on heparin with therapeutic activated partial thromboplastin times,
they may develop a transient increased hypercoagulable state and there is the
risk of the unique phenomenon of “Coumadin-induced skin necrosis.”

Miscellaneous and Less Common Risk Factors Associated with Arterial Thrombosis.
Homocysteine is a sulfur-containing amino acid which is formed during the
metabolism of methionine.29 The concentration of homocysteine in body fluids is
regulated by two primary enzymes, cystathionine beta-synthase and methylene
tetrahydrofolate reductase (MTHFR). Genetic deficiencies of MTHFR are common in
the North American population.30 Elevated homocysteine levels also occur in the
presence of B12, B6, and
folate deficiencies, as well as in renal failure. Hyperhomocysteinemia is
recognized as a risk factor for both arterial and venous thrombosis. Even mild
elevations of homocysteine can be a risk factor for occlusive arterial disease.29, 30 Elevated levels of homocysteine have been found to be a risk
factor in stroke and thrombotic events in patients with systemic lupus
erythematosus 31 and also may be a risk factor for stroke in the general
population. Recognition of hyperhomocysteinemia is important in that it can be
easily treated by increased folic acid intake.31
Several other risk factors have been implicated in arterial thrombosis and may
be a factor in stroke.30 These include elevated plasma fibrinogen, Factor VII,
and Plasminogen Activator Inhibitor-I levels. It also has been suggested that
antithrombin deficiencies may be a factor in ischemic stroke.14
Platelets also do play a significant in the development of thrombosis. A
discussion of this is beyond the scope of this article.
Conclusion. Hypercoagulable states, both congenital and acquired, may be causes
of both ischemic stroke and cerebral vein thrombosis. A work-up to identify one
of
the recognizable hypercoagulable states is indicated, especially in younger
patients with stroke. Laboratory evaluation for hypercoagulable states may also
often be indicated in those patients who do not have other obvious risk factors
for their stroke.
In the acute setting, several studies may be obtained in the evaluation of a
possible hypercoagulable state. These include the Leiden Factor V mutation, the
prothrombin G20210A mutation, and anticardiolipin antibody studies. A baseline
activated partial thromboplastin time also is useful, in that if it is elevated
it may indicate the presence of a lupus anticoagulant. Other recognizable
hematologic conditions also should be looked for including thrombocytosis,
significant erythrocytosis, etc. It may also be useful to measure homocysteine
levels.
Studies which are not helpful in the setting of an acute event, include
determination of fibrinogen levels, protein C, protein S, and antithrombin-III
levels.
It is also important to recognize other conditions which may in and of
themselves be associated with a hypercoagulable state. These may be synergistic
with one of the above described abnormalities causing the development of
thrombosis. These include the use of oral contraceptives or hormones, systemic
inflammatory disorders, and malignancies.
For those patients who are placed on oral anticoagulation with warfarin, it may
be appropriate to reevaluate them off of anticoagulants after 4 to 6 months of
treatment. If from clinical history, family history and/or laboratory studies, a
patient is felt to have a hypercoagulable state, the decision for long term
chronic anticoagulation needs to be individualized. This decision needs to occur
after a thorough discussion of the risks of recurrent thrombosis, as well as the
risks of long term anticoagulation. If a hereditary hypercoagulable state is
found, it also may be appropriate to recommend screening of other family
members. There may be recommendations that can be made to other affected family
members that may be able to reduce their risk of thrombosis in
the future.
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